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SEC Tag

What are DTC chills and locks, and how can they affect me?

by Janice Shell On 18 July, 2013, DTC slapped a global lock on Biozoom, Inc (BIZM), though it didn't get round to informing the public by putting a notice on its website until after the close on the next day.  Several brokerages did, however, hear about...

The SEC just suspended my stock! Now what?

       It happens to almost all penny players.  One morning you wake up, grab some coffee, and start checking your stocks, especially that very volatile issue that's been running big.  Pre-market Level II is looking good.  If all goes well, perhaps today will be the...

Additional BIZM Research

  So we all know that BIZM got suspended today by the SEC citing issues with how certain Biozoom affiliates and shareholders may have unjustifiably relied upon Rule 144 of the Securities Act of 1933 and they, Biozoom, and others may be engaged in an unlawful...

Clearing Penny Stock Certs through Panama

    It is no secret that in recent months it has been getting harder and harder for promoters to get stock certificates cleared for the penny stocks that they are involved in setting up and promoting.  Many of the old penny stock clearing firms are now...

Francisco Abellan Photo Album

  These are photos of Francisco Abellan (aka Francis Villena aka Frank Abel).  I am posting these pictures for two reasons:   #1) To get feedback about the photos of Francisco Abellan, infamous fugitive penny stock promoter named as a Defendant in SEC litigation in 2008 and allegedly...

TCPS: Breakthrough technology or smoke and mirrors?

    TechnoConcepts (TCPS) has been attracting attention of late, mostly thanks to message board buzz created by an aggressive unofficial promotion.  On Tuesday the 4th, it closed at its intraday high, up 25.71%, at $0.044.     The fun began on 16 May, when “$treet Trader”—beating “Estrella” to the...

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